Randstad Trade Compliance Analyst in Washington, District Of Columbia

Trade Compliance Analyst

job details:

  • location:Washington, DC

  • salary:$30 - $35 per hour

  • date posted:Wednesday, April 25, 2018

  • job type:Temp to Perm

  • industry:Finance and Insurance

  • reference:S_637947

  • questions:carol.cardenas@randstadusa.com954/308-8400

job description

  • Develops and maintains a strong working knowledge of requirements of the Code of Conduct (including the PCL and minimum hold requirements)

  • Detect and demonstrate violations of the Code, PCL or trading restrictions

  • Generates reports, conducts and tracks routine reviews and analysis of employee trading activity to detect possible violations of the Code of Conduct relating to the trading violations

Working hours: Mon-Fri 8:30am-5:30pm


  • Code of Conduct or compliance experience with securities experience

  • At least 2 years of experience with a similar securities related compliance program or within broker dealer operations is highly desirable

  • Strong working knowledge of basic securities and options, securities and options transactions, and securities account types is required; familiarity with broker-dealer back-office operations a plus

  • Excellent verbal and written communication skills are mandatory. Position entails extensive telephonic and written communication with employees and managers throughout the organization. Tact, and courtesy are essential.

Randstad is a world leader in matching great people with great companies. Our experienced agents will listen carefully to your employment needs and then work diligently to match your skills and qualifications to the right job and company. Whether you're looking for temporary, temporary-to-permanent or permanent opportunities, no one works harder for you than Randstad. EEO Employer: Race, Religion, Color, National Origin, Citizenship, Sex, Age, Disability, Ancestry, Veteran Status, Genetic Information, Service in the Uniformed Services or any other classification protected by law.